Select Portfolio Management, Inc.
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Chief Operations Manager

As the Chief Operations Manager, Laurie contributes tremendously to the overall success of Select Portfolio Management, Inc., as well as to the overall experience of our clients.  She provides everyday oversight and support for all of the office's procedures, client product application approval, as well as securities trades.

Laurie, with well over 30 years of experience with independent RIA and broker-dealers, is an exceptionally knowledgeable leader for the firm and its advisors. 

As Co-Chief Compliance Officer, Laurie provides a critical role in assuring compliance with all federal and state securities laws, as well as all industry rules and regulations.

Professional Experience

Laurie Thompson is Chief Operations Manager for Select Portfolio Management, Inc., which she has been affiliated with since 1996, as well as Select Money Management, Inc., both Registered Investment Advisors.  She is also Vice-President, Secretary and Co-Chief Compliance Officer for broker dealer Securities Equity Group, member FINRA/SIPC.  Laurie is also a Registered Principal and Registered Representative (Series 24, 26, 7, 6, 63) for the firm.

Laurie is active in our home office supervision, management and implementation of investment products for our clientele, as well as Continuing Education Coordination, AML Supervision and Trade Desk Supervision.

From 1997 to 2000, Ms. Thompson was active in the management and operations of two branch offices for Securities Service Network in her capacity as Registered Principal and Registered Representative.  She also served as an Officer Manager for Prudential Insurance Company and Pruco Securities from 1985 to 1996, where her duties involved management, compliance, operations and procedures.

Laurie is an avid California Angels fan and has lived in Capistrano Beach since 1999, with her husband Joe and two daughters, Caitlin and Erin.

Securities offered through Securities Equity Group | Registered Broker-Dealer

CA Insurance License # 0B53128

Contact Laurie at