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Chief Executive Officer & Chief Compliance Officer 

At Select Portfolio Management, Inc., Carin plays the central role in assuring compliance with all federal and state securities laws as well as all industry rules and regulations. Drawing on over 40 years of experience in the financial services industry, she leads a team dedicated to providing the highest level of service for our clients. Carin is committed to advancing the firm's capability and capacity by a persistent push for process improvement, cohesive team operations and enhanced technology to ensure a high-level of client satisfaction and personalized experience. Carin insists on doing things right. She understands the rigors of maintaining compliance without impeding the development of client solutions. It is critical for Select Portfolio Management, Inc. Advisors to be equipped to give counsel and advise our clients within a framework that is both accurate and informed.

For the past many years, Carin and her husband Tony have developed a passion for encouraging and teaching others in the area of charitable giving. They frequently speak at conferences around the country sharing personal experiences as well as technical advice regarding charitable giving techniques. It is their hope and prayer that they can help others understand the joy and passion of giving to philanthropic and non-profit organizations.

Carin and her husband Tony have co-authored a book entitled Faithful with Much: Breaking Down the Barriers to Generous Giving.

Professional Experience

Carin Amaradio began her career in the financial services industry in the late 1970s. After passing the required industry examinations, she was employed by Equitable Financial Companies, EVLICO, and EQUICO Securities Inc. as a Registered Representative and Agent. Later in her career, she served as General Manager, Registered Representative and Agent for Prudential Insurance Company of America and PRUCO Securities Corp.

In the mid-1980s, Carin assisted in the formation of AJA Financial Planners, Inc., a Registered Advisory Firm, and served as Vice President and Chief Compliance Officer. In 1993, Carin founded Select Portfolio Management, Inc. and its affiliate, Select Money Management, Inc. in 2010 where she currently serves as Chief Executive Officer and Chief Compliance Officer for both companies.

Building on the platform of diverse experience, Carin formed her own Broker-Dealer that was admitted to FINRA membership (previously NASD) in September of 1999. Her firm, Securities Equity Group, member FINRA and SIPC began doing business with the public in April of 2000. She currently serves as Chief Executive Officer, President and Chief Compliance Officer and is a Registered Principal and Registered Representative for the firm (Series 24, 7, 6, 63, and 65).

Carin is also President of SPM Insurance Services, Inc., another start-up enterprise. Drawing on experience in the insurance industry, Carin formed SPM Insurance Services, Inc. in 2005, an independent general insurance agency, which serves insurance representatives by offering them annuity and life insurance marketing solutions, products and services.

Securities offered through Securities Equity Group | Registered Broker-Dealer
Member FINRASIPC

Education:

¢ BS - Michigan State University, East Lansing, Michigan

¢ CA Insurance License #0739364

 

Contact Carin at

¢ 120 Vantis Drive. – Suite 440, Aliso Viejo, CA, 92656

¢ TEL: (800) 445-9822, (949) 975-7900

¢ FAX: (949) 900-8181

¢ EMAIL: carin.amaradio@selectportfolio.com