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Chief Executive Officer & Chief Compliance Officer
At Select Portfolio Management, Inc.,
Carin plays the central role in assuring compliance with all
federal and state securities laws as well as all industry rules
and regulations. Drawing on over 40 years of experience in the
financial services industry, she leads a team dedicated to
providing the highest level of service for our clients. Carin is
committed to advancing the firm's capability and capacity by a
persistent push for process improvement, cohesive team
operations and enhanced technology to ensure a high-level of
client satisfaction and personalized experience. Carin insists
on doing things right. She understands the rigors of maintaining
compliance without impeding the development of client solutions.
It is critical for Select Portfolio Management, Inc. Advisors to
be equipped to give counsel and advise our clients within a
framework that is both accurate and informed.
For the past many years, Carin and her husband Tony have
developed a passion for encouraging and teaching others in the
area of charitable giving. They frequently speak at conferences
around the country sharing personal experiences as well as
technical advice regarding charitable giving techniques. It is
their hope and prayer that they can help others understand the
joy and passion of giving to philanthropic and non-profit
organizations.
Carin and her husband Tony have co-authored a book entitled
Faithful with Much: Breaking Down the Barriers to Generous
Giving.
Professional Experience
Carin Amaradio began her career in the
financial services industry in the late 1970s. After passing the
required industry examinations, she was employed by Equitable
Financial Companies, EVLICO, and EQUICO Securities Inc. as a
Registered Representative and Agent. Later in her career, she
served as General Manager, Registered Representative and Agent
for Prudential Insurance Company of America and PRUCO Securities
Corp.
In the mid-1980s, Carin assisted in the formation of AJA
Financial Planners, Inc., a Registered Advisory Firm, and served
as Vice President and Chief Compliance Officer. In 1993, Carin
founded Select Portfolio Management, Inc. and its affiliate,
Select Money Management, Inc. in 2010 where she currently serves
as Chief Executive Officer and Chief Compliance Officer for both
companies.
Building on the platform of diverse experience, Carin formed her
own Broker-Dealer that was admitted to FINRA membership
(previously NASD) in September of 1999. Her firm, Securities
Equity Group, member FINRA and SIPC began doing business with
the public in April of 2000. She currently serves as Chief
Executive Officer, President and Chief Compliance Officer and is
a Registered Principal and Registered Representative for the
firm (Series 24, 7, 6, 63, and 65).
Carin is also President of SPM Insurance Services, Inc., another
start-up enterprise. Drawing on experience in the insurance
industry, Carin formed SPM Insurance Services, Inc. in 2005, an
independent general insurance agency, which serves insurance
representatives by offering them annuity and life insurance
marketing solutions, products and services.
Securities offered through Securities Equity Group
| Registered Broker-Dealer
Member
FINRA & SIPC
Education
¢
BS - Michigan State University, East Lansing, Michigan
¢
CA Insurance License #0739364
Contact Carin
at:
¢ 120 Vantis Drive – Suite 440, Aliso Viejo, CA 92656
¢
TEL: (800) 445-9822 / (949) 975-7900
¢
FAX: (949) 900-8181
¢
EMAIL:
carin.amaradio@selectportfolio.com